Associate General Counsel jobs in Kentucky
Associate General Counsel is responsible for ensuring an organization's compliance with relevant laws and regulations. Develops and reviews an organization's policies, practices, and guidelines. Being an Associate General Counsel assists in protecting an organization's legal interest and maintaining its operations within the scope established by law. Provides counsel to senior leadership. Additionally, Associate General Counsel identifies and analyzes legal issues, drafts key documents, presents clear recommendations to top management, and assures legal compliance. Assists or represents the organization in business negotiations. Requires a JD. Requires State Bar membership. Typically reports to top legal executive. The Associate General Counsel manages a departmental function within a broader corporate function. Develops major goals to support broad functional objectives. Approves policies developed within various sub-functions and departments. To be an Associate General Counsel typically requires 8+ years of managerial experience. Comprehensive knowledge of the overall departmental function. (Copyright 2024 Salary.com)
Recently Added Associate General Counsel jobs
General Counsel
- Compound
-
Louisville, KY
FULL_TIME
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Overview
Compound Planning, with over $1B AUM added since 2022, is a high growth digital family office for entrepreneurs, professionals, and retirees. We’re a team of seasoned financial advisors, technologists, tax professionals, and operators delivering a magical experience to clients powered by our world class team, holistic approach, and proprietary digital platform.
We are hiring an experienced executive to be our general counsel and chief compliance officer. In this dual role, you will play a crucial part in ensuring the company's compliance with regulatory requirements while also providing strategic legal counsel to support our business objectives. You know the wealth management industry is ripe for change, and you want to be part of the journey.
What You’ll Do- Take full ownership of our compliance program with the aid of our outside compliance consultants to maintain a best-in-class and proactive compliance program.
- Operate with little dependence on outside counsel to protect the company from legal risks.
- Monitor and assess the impact of regulatory changes on the company's operations, providing timely guidance to internal stakeholders.
- Prepare and submit regulatory filings, including Form ADV and other required documents.
- Create and update compliance policies and procedures, ensuring they align with industry standards and regulatory expectations.
- Provide legal counsel on a wide range of matters, including contracts, intellectual property, employment law, and corporate governance, while taking a pragmatic approach to protecting the firm from legal risks while considering the business needs.
- Identify and assess legal and compliance risks, proposing and implementing risk mitigation strategies. Work closely with internal teams to integrate risk management into business processes. Collaborate with external legal counsel, when needed.
- Participate in due diligence processes for potential mergers, acquisitions, or strategic partnerships. Draft and review legal documents related to transactions, ensuring compliance and mitigating legal risks.
- Foster and champion a culture of compliance.
- JD from a top US law school and active bar membership in good standing.
- Extensive experience in compliance and legal roles within the financial services industry.. Particular consideration given to candidates who have experience with quickly scaling businesses, and candidates who have experience particularly at the intersection of tech and wealth management.
- Strong knowledge of relevant regulations, including Investment Advisers Act and SEC rules.
- Excellent communication, interpersonal, and leadership skills.
- Proven ability to work collaboratively with cross-functional teams and provide strategic guidance to senior management.
- Demonstrated ability to work cross-functionally and innovate outside the scope of existing resources
- Comfort working in a fast-paced start-up / technology-centric environment
- Ability to translate ambiguous circumstances into clear, actionable next steps to help others navigate change
Compound's work culture is designed to help you maximize your effectiveness. Your job will be doing. We ruthlessly prioritize protecting your time and potential. You’ll work with exceptional teammates, who want to help you succeed. $84 trillion dollars will be passed on to the next generation in the next couple of decades. The companies that earn their trust to manage that wealth will be immensely more successful than today’s largest financial institutions.
Compensation
Base salary compensation for this role starts at $180,000 for candidates located in New York, San Francisco, and Denver.
- 15 Days Ago
Assistant General Counsel
- ProTem Legal Solutions
-
Louisville, KY
FULL_TIME
- Civil litigators - are you ready to escape the bill-by-the-minute rat race? If you are an experienced attorney (5 years) with civil litigation experience that includes real property or employment law,...
- 16 Days Ago
Counsel - General Corporate and Mergers and Acquisitions
- Humana
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Louisville, KY
FULL_TIME
- Become a part of our caring community and help us put health first Humana’s Law Department is seeking a Counsel to assist with mergers, acquisitions, joint ventures, and venture capital, with a specif...
- 7 Days Ago
Staff Attorney Mgr/Asst General Counsel
- kypersonnelcabinet
-
Jefferson, KY
FULL_TIME
- Staff Attorney Mgr/Asst General Counsel5451531161707Address updated per agency request 287024. No applicants at the time of change. Extended by 1 day due to update.
- 20 Days Ago
Production Associate 2 - Florence, KY
- Signode -Production Associate 2
-
Florence, KY
FULL_TIME
- Production Associate 2 - Florence, KY Apply Now Description/Job Summary Summary The Slitter Operator is responsible for operating and maintaining slitting machines to process materials according to sp...
- 4 Days Ago
Production Associate 4 - Florence, KY
- Signode -Production Associate 4
-
Florence, KY
FULL_TIME
- Production Associate 4 - Florence, KY Apply Now Description/Job Summary SummaryOperates production equipment and makes necessary adjustments to produce a Quality Product in a safe and efficient manner...
- 2 Months Ago
Associate General Counsel jobs at Popular Companies
Associate General Counsel
- Metropolitan Council of the Twin Cities
-
St Paul, MN
- The Metropolitan Council is the regional planning agency for the Minneapolis/St. Paul metropolitan area providing essent...
- 6/2/2024 12:00:00 AM
Associate General Counsel
- GITAI
-
Torrance, CA
- Who We Are: GITAI is the world’s leading space robotics startup, aiming to provide safe and affordable labor in space an...
- 6/2/2024 12:00:00 AM
Associate General Counsel
- Confidential
-
- Subrogation Associate General Counsel We are seeking a highly motivated plaintiff attorney to join our practice group. T...
- 6/1/2024 12:00:00 AM
Associate General Counsel
- Larson Maddox
-
- We are partnered with a leading independent physician group to recruit an Associate General Counsel. This role involves ...
- 5/31/2024 12:00:00 AM
Associate General Counsel
- AAOS
-
Des Plaines, IL
- You are enthusiastic about making a positive and meaningful impact through your expertise. You aspire to play a pivotal ...
- 5/31/2024 12:00:00 AM
Associate General Counsel
- Larson Maddox
-
- **Midwest Candidate Preferred** Summary: Our clients are seeking a highly motivated and results-oriented Associate Gener...
- 5/31/2024 12:00:00 AM
Associate General Counsel
- Robert Half
-
Cleveland, OH
- We are seeking an Associate General Counsel for a company in the Cleveland area This is a direct hire position This is a...
- 5/31/2024 12:00:00 AM
Associate General Counsel
- Zealthy
-
New York, NY
- About us: Zealthy is a telemedicine company on a mission to provide critical healthcare services to all who need them. W...
- 5/30/2024 12:00:00 AM
About Kentucky
Kentucky (/kənˈtʌki/ (listen) kən-TUK-ee), officially the Commonwealth of Kentucky, is a state located in the east south-central region of the United States. Although styled as the "State of Kentucky" in the law creating it, (because in Kentucky's first constitution, the name state was used) Kentucky is one of four U.S. states constituted as a commonwealth (the others being Virginia, Pennsylvania, and Massachusetts). Originally a part of Virginia, in 1792 Kentucky became the 15th state to join the Union. Kentucky is the 37th most extensive and the 26th most populous of the 50 United States.
Ke...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Associate General Counsel jobs
$269,439 to $382,010
Most Popular Cities in Kentucky for Associate General Counsel Jobs
What does an Associate General Counsel do?
Associate General Counsel in Columbus, OH
The Associate General Counsel is responsible for supporting the legal and compliance functions and is a highly visible leader and contributor to Cochlear’s regional and global legal teams. Reporting to the Deputy General Counsel and working closely with other legal team members in the Denver metro office, this role will provide timely legal advice and enable the business by identifying solutions rather than highlighting problems or complexities.
January 13, 2020
Associate General Counsel in Benton Harbor, MI
As is often the case, when an Orlando TV station made a similar request and notified Florida Attorney General Bill McCollum’s Deputy General Counsel Alexis Lambert, Cook backed down and UCF agreed to release the records to the TV station in electronic format, and only print out the few e-mails that needed to be redacted.
December 14, 2019
Associate General Counsel in Wichita Falls, TX
In addition, Coleman will be working to support the General Counsel in a number of areas, including corporate governance and securities compliance.
December 26, 2019