Associate General Counsel jobs in New Mexico
Associate General Counsel is responsible for ensuring an organization's compliance with relevant laws and regulations. Develops and reviews an organization's policies, practices, and guidelines. Being an Associate General Counsel assists in protecting an organization's legal interest and maintaining its operations within the scope established by law. Provides counsel to senior leadership. Additionally, Associate General Counsel identifies and analyzes legal issues, drafts key documents, presents clear recommendations to top management, and assures legal compliance. Assists or represents the organization in business negotiations. Requires a JD. Requires State Bar membership. Typically reports to top legal executive. The Associate General Counsel manages a departmental function within a broader corporate function. Develops major goals to support broad functional objectives. Approves policies developed within various sub-functions and departments. To be an Associate General Counsel typically requires 8+ years of managerial experience. Comprehensive knowledge of the overall departmental function. (Copyright 2024 Salary.com)
Recently Added Associate General Counsel jobs
General Counsel
- Compound
-
Albuquerque, NM
FULL_TIME
-
Overview
Compound Planning, with over $1B AUM added since 2022, is a high growth digital family office for entrepreneurs, professionals, and retirees. We’re a team of seasoned financial advisors, technologists, tax professionals, and operators delivering a magical experience to clients powered by our world class team, holistic approach, and proprietary digital platform.
We are hiring an experienced executive to be our general counsel and chief compliance officer. In this dual role, you will play a crucial part in ensuring the company's compliance with regulatory requirements while also providing strategic legal counsel to support our business objectives. You know the wealth management industry is ripe for change, and you want to be part of the journey.
What You’ll Do- Take full ownership of our compliance program with the aid of our outside compliance consultants to maintain a best-in-class and proactive compliance program.
- Operate with little dependence on outside counsel to protect the company from legal risks.
- Monitor and assess the impact of regulatory changes on the company's operations, providing timely guidance to internal stakeholders.
- Prepare and submit regulatory filings, including Form ADV and other required documents.
- Create and update compliance policies and procedures, ensuring they align with industry standards and regulatory expectations.
- Provide legal counsel on a wide range of matters, including contracts, intellectual property, employment law, and corporate governance, while taking a pragmatic approach to protecting the firm from legal risks while considering the business needs.
- Identify and assess legal and compliance risks, proposing and implementing risk mitigation strategies. Work closely with internal teams to integrate risk management into business processes. Collaborate with external legal counsel, when needed.
- Participate in due diligence processes for potential mergers, acquisitions, or strategic partnerships. Draft and review legal documents related to transactions, ensuring compliance and mitigating legal risks.
- Foster and champion a culture of compliance.
- JD from a top US law school and active bar membership in good standing.
- Extensive experience in compliance and legal roles within the financial services industry.. Particular consideration given to candidates who have experience with quickly scaling businesses, and candidates who have experience particularly at the intersection of tech and wealth management.
- Strong knowledge of relevant regulations, including Investment Advisers Act and SEC rules.
- Excellent communication, interpersonal, and leadership skills.
- Proven ability to work collaboratively with cross-functional teams and provide strategic guidance to senior management.
- Demonstrated ability to work cross-functionally and innovate outside the scope of existing resources
- Comfort working in a fast-paced start-up / technology-centric environment
- Ability to translate ambiguous circumstances into clear, actionable next steps to help others navigate change
Compound's work culture is designed to help you maximize your effectiveness. Your job will be doing. We ruthlessly prioritize protecting your time and potential. You’ll work with exceptional teammates, who want to help you succeed. $84 trillion dollars will be passed on to the next generation in the next couple of decades. The companies that earn their trust to manage that wealth will be immensely more successful than today’s largest financial institutions.
Compensation
Base salary compensation for this role starts at $180,000 for candidates located in New York, San Francisco, and Denver.
- Just Posted
General Counsel
- North Central Regional Transit District
-
Espanola, NM
FULL_TIME
- This is a department director classification that provides professional counsel to the Board of Directors and District staff on all legal matters impacting the District. This class provides assistance...
- 30 Days Ago
General Counsel
- Goodman Realty Group
-
Albuquerque, NM
FULL_TIME
- Overview Goodman Realty is seeking an experienced attorney to join a dynamic team environment within a commercial real estate investment company, primarily in connection with management of its existin...
- 2 Months Ago
Exec Asst, General Counsel
- New Mexico State University
-
Las Cruces, NM
FULL_TIME
- Position Title: Exec Asst, General Counsel Employee Classification: Exec Asst,Pres/Exec VP Prov College/Division: President's Office Department: 480200-UNIVERSITY GENERAL COUNSEL Internal or External ...
- Just Posted
Assistant General Counsel
- Thornburg Investment Management
-
Santa Fe, NM
FULL_TIME
- DescriptionThornburg is a global investment firm delivering on strategy for institutions, financial professionals and investors worldwide. The privately held firm, founded in 1982, is an active, high-...
- 1 Month Ago
Deputy General Counsel – Litigation and Risk Management (Remote)
- Genesis
-
Santa Fe, NM
OTHER
- Company OverviewGenesis HealthCare SM is a holding company, which through its subsidiaries, operates skilled nursing facilities, assisted/senior living communities, and provides rehabilitation therapy...
- 8 Days Ago
Associate General Counsel jobs at Popular Companies
Associate General Counsel
- Westminster Management
-
New York, NY
- Job Description Job Description Our company remains guided by its experience and ability to create long-term value in st...
- 6/11/2024 12:00:00 AM
Associate General Counsel
- Confidential
-
- Subrogation Associate General Counsel We are seeking a highly motivated plaintiff attorney to join our practice group. T...
- 6/11/2024 12:00:00 AM
Associate General Counsel
- Larson Maddox
-
- We are partnered with a leading independent physician group to recruit an Associate General Counsel. This role involves ...
- 6/10/2024 12:00:00 AM
Associate General Counsel
- AAOS
-
Des Plaines, IL
- You are enthusiastic about making a positive and meaningful impact through your expertise. You aspire to play a pivotal ...
- 6/10/2024 12:00:00 AM
Associate General Counsel
- HOBBY LOBBY
-
Oklahoma City, OK
- Hobby Lobby Stores, Inc., a national, privately-held, stable, and growing retailer headquartered in Oklahoma City is see...
- 6/10/2024 12:00:00 AM
Associate General Counsel
- Zealthy
-
New York, NY
- About us: Zealthy is a telemedicine company on a mission to provide critical healthcare services to all who need them. W...
- 6/9/2024 12:00:00 AM
Associate General Counsel
- SOUTHWOOD REALTY
-
Gastonia, NC
- Job Description Job Description About the Role: Southwood Realty Company is seeking a licensed attorney to become a part...
- 6/8/2024 12:00:00 AM
Associate General Counsel
- Metropolitan Council of the Twin Cities
-
St Paul, MN
- The Metropolitan Council is the regional planning agency for the Minneapolis/St. Paul metropolitan area providing essent...
- 6/7/2024 12:00:00 AM
About New Mexico
New Mexico (Spanish: Nuevo México Spanish pronunciation: [ˈnweβo ˈmexiko] (listen), Navajo: Yootó Hahoodzo pronounced [jòːtxó xɑ̀xʷòːtsò]) is a state in the Southwestern region of the United States of America; its capital and cultural center is Santa Fe, which was founded in 1610 as capital of Nuevo México (itself established as a province of New Spain in 1598), while its largest city is Albuquerque with its accompanying metropolitan area. It is one of the Mountain States and shares the Four Corners region with Utah, Colorado, and Arizona; its other neighboring states are Oklahoma to the north...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Associate General Counsel jobs
$263,998 to $374,297
Most Popular Cities in New Mexico for Associate General Counsel Jobs
What does an Associate General Counsel do?
Associate General Counsel in Columbus, OH
The Associate General Counsel is responsible for supporting the legal and compliance functions and is a highly visible leader and contributor to Cochlear’s regional and global legal teams. Reporting to the Deputy General Counsel and working closely with other legal team members in the Denver metro office, this role will provide timely legal advice and enable the business by identifying solutions rather than highlighting problems or complexities.
January 13, 2020
Associate General Counsel in Benton Harbor, MI
As is often the case, when an Orlando TV station made a similar request and notified Florida Attorney General Bill McCollum’s Deputy General Counsel Alexis Lambert, Cook backed down and UCF agreed to release the records to the TV station in electronic format, and only print out the few e-mails that needed to be redacted.
December 14, 2019
Associate General Counsel in Wichita Falls, TX
In addition, Coleman will be working to support the General Counsel in a number of areas, including corporate governance and securities compliance.
December 26, 2019