Discount Brokerage Operations Manager jobs in Rhode Island
Discount Brokerage Operations Manager oversees the daily operations of a discount brokerage. Ensures that brokerage operations adhere to the organization's financial and business strategies. Being a Discount Brokerage Operations Manager monitors the purchase and sale of securities for clients at discounted commissions. Ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Additionally, Discount Brokerage Operations Manager ensures compliance with all relevant government regulations. Keeps abreast of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. The Discount Brokerage Operations Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Discount Brokerage Operations Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)
Recently Added Discount Brokerage Operations Manager jobs
Sr. Manager Finance, Business Performance & Insights
- Fidelity Brokerage Services LLC
-
, RI
FULL_TIME
- Job Description: The Role The Finance Senior Manager, Business Performance and Insights within the Brokerage Finance team will deliver the data, strategic insights and analysis to advise business strategy and decision making, measure and evaluate business performance, and monitor key initiatives. You will be responsible for producing accurate high-quality financial, customer, and product data as well as other ad hoc analyses for team members, business partners, and senior leaders. This role will provide an opportunity to work across the company and partner with other finance teams across the firm. The Expertise and Skills You Bring Bachelor’s degree in Business, Finance, Economics, Statistics, or equivalent; MBA or advanced degree preferred 5 years’ progressive work experience in data analytics, decision support, and/or FP&A Expertise and high degree of interest in working with large, complex datasets related to customers and products using data analysis tools such as SQL. Experience with reporting and visualization apps including PowerBI, Tableau, Thinkcell, Business Objects, SQL, MS Excel & PowerPoint) At least a foundational understanding of micro/firm level economics and managerial finance principles, P&L concepts, and financial data and reporting Experience with financial analysis projects such as business case analysis, pricing models or forecast models is preferred Applicants should have strong analytic skills, conceptual thinking, and problem-solving capabilities. A learning mind-set and flexibility to work on varied projects are essential to success in the role Bring a proactive approach and operate with agility. Sensitivity and responsiveness to business partner priorities is crucial Intellectually curious, ability to connect the dots, pays close attention to detail to ensure quality output and analyses Strong attention to detail and quality, strong organizational skills, and a high degree of comfort with detailed processes, data, and working in sometimes ambiguous situations Ability to handle a broad portfolio of work; must possess excellent planning, prioritization, and project management skills including ability to run multiple parallel streams of work and multiple business partners Excellent interpersonal skills along with an ability to work confidently and build positive relationships across all levels of the organization The Value You Deliver Coordinating and execution of broad projects important to senior leadership Sourcing information and synthesizing insights for senior management Driving sound decision making for the business Ensure consistency in analysis approach, standards for data and definitions. Certifications: Category: Finance At Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com. Fidelity Investments is an equal opportunity employer. Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation please contact the following: For roles based in the US: Contact the HR Leave of Absence/Accommodation Team by sending an email to accommodations@fmr.com, or by calling 800-835-5099, prompt 2, option 2 For roles based in Ireland: Contact AccommodationsIreland@fmr.com For roles based in Germany: Contact Accommodationsgermany@fmr.com Fidelity Privacy Policy
- 29 Days Ago
Surety Account Manager
- Starkweather & Shepley Insurance Brokerage Inc.
-
East Providence, RI
FULL_TIME
- DescriptionOur Role as a Surety Account Manager :This individual will assist the Bond department in servicing bond accounts. This person will receive bond requests from clients, obtain permission from...
- 6 Days Ago
Store Manager
- Bridgestone Retail Operations, LLC
-
Cranston, RI
FULL_TIME
- Company OverviewBridgestone Retail Operations (BSRO) is part of Bridgestone Americas and employs over 22,000 teammates in North America. BSRO operates more than 2,200 company-owned stores, including F...
- 8 Days Ago
Local Sales Manager
- Paducah Television Operations LLC
-
Providence, RI
FULL_TIME
- LOCAL SALES MANAGER Lead our sales team in Scenic Providence Rhode Island. WLNE stands for “We Love New England,” as the capital of Rhode Island, Providence has a rich history and is home to Brown Uni...
- 5 Days Ago
Store Manager
- TX06 Bridgestone Retail Operations, LLC.
-
Warwick, RI
FULL_TIME
- Company Overview Bridgestone Retail Operations (BSRO) is part of Bridgestone Americas and employs over 22,000 teammates in North America. BSRO operates more than 2,200 company-owned stores, including ...
- 4 Days Ago
Service Manager
- TX06 Bridgestone Retail Operations, LLC.
-
Rumford, RI
FULL_TIME
- Company Overview Bridgestone Retail Operations (BSRO) is part of Bridgestone Americas and employs over 22,000 teammates in North America. BSRO operates more than 2,200 company-owned stores, including ...
- 4 Days Ago
Discount Brokerage Operations Manager jobs at Popular Companies
About Rhode Island
Rhode Island (/ˌroʊd -/ (listen)), officially the State of Rhode Island and Providence Plantations, is a state in the New England region of the United States. It is the smallest state in area, the seventh least populous, the second most densely populated, and it has the longest official name of any state. Rhode Island is bordered by Connecticut to the west, Massachusetts to the north and east, and the Atlantic Ocean to the south via Rhode Island Sound and Block Island Sound. It also shares a small maritime border with New York. Providence is the state capital and most populous city in Rhode Is...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Discount Brokerage Operations Manager jobs
$74,934 to $151,237
Most Popular Cities in Rhode Island for Discount Brokerage Operations Manager Jobs
What does a Discount Brokerage Operations Manager do?
Discount Brokerage Operations Manager in Stockton, CA
Position requirements usually include a minimum of a bachelor’s degree and 5 years of experience in the financial industry or similar business operations experience.
January 29, 2020
Discount Brokerage Operations Manager in Rock Island, IL
A discount brokerage operations manager is responsible for discount brokerage firms’ operations – companies that accept discounted fees.
February 02, 2020
Discount Brokerage Operations Manager in Saginaw, MI
Bureau of Labor Statistics, a Brokerage Operations Manager is responsible for the financial health of an organization.
December 17, 2019