International Compliance Manager plans and directs the corporation's comprehensive ethics, business conduct and compliance activities for all international operations under senior management direction. Directs the development and implementation of processes, procedures and systems to meet the entities' compliance activities and reporting requirements. Being an International Compliance Manager oversees the organization's compliance risk management program to assess, prioritize and manage legal and regulatory compliance risks based on the standards of the Federal Sentencing Guidelines as related to the international operating units. Consults with and provides guidance and direction to the international operating company's senior executive in all aspects of the entity's ethics, business conduct and compliance program. Additionally, International Compliance Manager requires a bachelor's degree in area of specialty. Typically reports to a manager or head of a unit/department. The International Compliance Manager manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. Extensive knowledge of department processes. To be an International Compliance Manager typically requires 5 years experience in the related area as an individual contributor. 1 to 3 years supervisory experience may be required. (Copyright 2024 Salary.com)
Overview:
Join our team at an established RIA/Broker Dealer with over three decades of experience, with $85 million in Assets Under Management (AUM). Split between $27 million on the RIA side and $58 million on the Broker Dealer side, our owner is seeking a Compliance Officer to replace the current third-party compliance officer.
We're seeking candidates with a minimum of 5 to 7 years of compliance officer experience.
Based in Wellington, Florida, the position offers a hybrid work arrangement with flexible hours, requiring initial on-site presence.
The ideal candidate will assist in establishing necessary paperwork and procedures in-house for a few months. Immediate availability is preferred, with potential benefits, bonus plans, and revenue-sharing opportunities available.
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Job Type: Full-time
Pay: $50,000.00 - $75,000.00 per year
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Work Location: In person