Trader (Options), Sr. jobs in Colorado
Trader (Options), Sr. is responsible for the timely buying and selling of stock options. Reviews orders to ensure accuracy, proper record keeping, and conformance to regulations. Being a Trader (Options), Sr. may provide input or develop financial models to mitigate risk and ensure profits. Requires a bachelor's degree in area of specialty, and may require state licensure. Additionally, Trader (Options), Sr. typically reports to a manager or head of a unit/department. To be a Trader (Options), Sr. typically requires 4 to 7 years of related experience. Contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. (Copyright 2024 Salary.com)
Recently Added Trader (Options), Sr. jobs
Senior Manager, Compliance – Options and Trader Services
- Charles Schwab
-
Lone Tree, CO
FULL_TIME
-
Your opportunity
At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.
In Compliance, we help our business partners achieve their strategic priorities by promoting principles and practices that build client trust and safeguard the integrity of the firm. The Compliance Department coordinates Schwab’s compliance efforts, and performs an advisory, monitoring, testing, and education role to support management’s supervisory responsibility and its efforts to achieve compliance with financial services rules and regulations, and policies of the Company.
We are currently offering the opportunity for a dynamic and engaging Compliance Professional to join the team, as a Senior Manager responsible for supporting Schwab’s Options and Trader and Education businesses. The Senior Manager is an individual contributor and will report to the Director Options and Trading Services Compliance.
What You'll Do- Support options related business activities and initiatives and take responsibility for providing timely advice and guidance to business partners regarding options trading related rules, laws, regulations as well as company policies.
- Support review of options related complaints, compliance monitoring of options account approval processes, and internal and external examination processes of the options and Trader businesses as needed.
- Provide compliance support for trading platforms including thinkorswim, Schwab.com, and StreetSmart platforms.
- Support development and deployment of required and targeted training for business partners in options and other compliance topics.
- Support business partners’ development of options and trading related communications with the public by advising on regulatory standards for the review, approval and dissemination of these communications, and conduct a Compliance Registered Options Principal review of such communications.
- Provide real time review of live digital content including educational sessions and Broker Dealer participation on Schwab Network. Support Schwab Network broadly as needed.
- Assist in monitoring business partners’ social media and similar client facing media.
- Coordinate with other team members in carrying out the responsibilities outlined above.
- Maintain a strong working knowledge of SRO rules (e.g., FINRA), SEC rules and regulations, as well as federal and state regulations; particularly those related to options, trading, and communications with the public.
- Perform other duties and special projects, as may be assigned.
Required Qualifications- Series 4 (or ability to obtain within 9 months of employment)
- A minimum of 10 years of experience within financial services with a deep understanding of laws rules and regulations governing broker-dealers
- Strong familiarity with options as well as advanced trading and investing concepts and products
- Strong understanding of FINRA rules 2360, 2210, 2220 and 3110
- Series 7, Series 24
- Strong communication skills including ability to identify compliance risk and clearly articulate risks to business partners and risk colleagues.
- Ability to independently identify opportunities for improvement and enhance overall Compliance programs
- Sound judgment to influence a strong risk management culture across business practices
- Excellent attention to detail and the ability to work both collaboratively and independently
At Schwab, we’re committed to empowering our employees’ personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you’ll get the tools you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.
We offer a competitive benefits package that takes care of the whole you – both today and in the future:- 401(k) with company match and Employee stock purchase plan
- Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
- Paid parental leave and family building benefits
- Tuition reimbursement
- Health, dental, and vision insurance
- 8 Days Ago
Crew
- Trader Joe's
-
Littleton, CO
FULL_TIME
- Is it you?Our Crew Members create a warm and friendly shopping experience in our stores. We answer questions, offer suggestions, and ensure our customers know they are welcomed and cared for. We enter...
- 11 Days Ago
Crew
- Trader Joe's
-
Denver, CO
FULL_TIME
- Is it you?Our Crew Members create a warm and friendly shopping experience in our stores. We answer questions, offer suggestions, and ensure our customers know they are welcomed and cared for. We enter...
- 15 Days Ago
Power Trader
- Greenwich Commodities LLC
-
Denver, CO
FULL_TIME
- Please attach a cover letter along with your trading Profit and Loss (PnL) history. Note that applications lacking a trading PnL history of at least 12 months will not be considered. Thank you. Greenw...
- 29 Days Ago
PARTS WAREHOUSE AND OPERATIONS
- CHRIS THE CRAZY TRADER INC
-
Golden, CO
FULL_TIME
- We are a local and family-owned dealership not a huge corporation. You, as an individual, will count when working with us. We have an immediate opening at Christopher's Dodge Ram for a reliable delive...
- 4 Days Ago
AUTO BODY TECHNICIAN FOR HIGH QUALITY SHOP
- CHRIS THE CRAZY TRADER INC
-
Golden, CO
FULL_TIME
- Auto Body Technician for High Quality Body Shop Golden, CO Full Time Experienced Auto Body Technician for High Quality Body Shop We are a local and family-owned dealership not a huge corporation. You,...
- 18 Days Ago
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-
Birmingham, AL
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- Harrington Starr
-
Chicago, IL
- A leading Chicago based proprietary trading firm is looking to hire Futures Traders to join their team in the downtown o...
- 5/31/2024 12:00:00 AM
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- Wambolt & Associates
-
Littleton, CO
- Our Firm Our wealth management firm employs a multi-advisor approach to provide clients with a high level of tax, estate...
- 5/30/2024 12:00:00 AM
Trader
- Progressive Insurance
-
Stamford, CT
- As a trader in our capital management group, you'll provide transactional support to the Chief Investment Officer, Head ...
- 5/29/2024 12:00:00 AM
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Mount Pleasant, SC
- THIS IS A NON-EXEMPT POSITIONSummarySells/Supplies conventional and organic industrial food ingredients to manufacturers...
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About Colorado
Colorado (/ˌkɒləˈrædoʊ, -ˈrɑːdoʊ/ (listen), other variants) is a state of the Western United States encompassing most of the southern Rocky Mountains as well as the northeastern portion of the Colorado Plateau and the western edge of the Great Plains. It is the 8th most extensive and 21st most populous U.S. state. The estimated population of Colorado was 5,695,564 on July 1, 2018, an increase of 13.25% since the 2010 United States Census.
The state was named for the Colorado River, which early Spanish explorers named the Río Colorado for the ruddy silt the river carried from the mountains. The...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Trader (Options), Sr. jobs
$156,368 to $230,316
Most Popular Cities in Colorado for Trader (Options), Sr. Jobs
What does a Trader (Options), Sr. do?
Trader (Options), Sr. in Stockton, CA
Depending on how you use options, they can either create a riskier position than an outright stock position, or they can be used to reduce risk in a stock position.
January 31, 2020
Trader (Options), Sr. in Charleston, SC
Options trading appears to be a trading methodology that provides an easy way to manage risk.
February 22, 2020
Trader (Options), Sr. in Altus, OK
A trader group provides a one-stop-shop for a wide range of traders and craftsmen.
December 27, 2019